Replacing invalid UTF-8 characters by question marks, mbstring.substitute_character seems ignored

You can use mb_convert_encoding() or htmlspecialchars()‘s ENT_SUBSTITUTE option since PHP 5.4. Of cource you can use preg_match() too. If you use intl, you can use UConverter since PHP 5.5.

Recommended substitute character for invalid byte sequence is U+FFFD. see “3.1.2 Substituting for Ill-Formed Subsequences” in UTR #36: Unicode Security Considerations for the details.

When using mb_convert_encoding(), you can specify a substitute character by passing Unicode code point to mb_substitute_character() or mbstring.substitute_character directive. The default character for substitution is ? (QUESTION MARK – U+003F).

// REPLACEMENT CHARACTER (U+FFFD)
mb_substitute_character(0xFFFD);

function replace_invalid_byte_sequence($str)
{
    return mb_convert_encoding($str, 'UTF-8', 'UTF-8');
}

function replace_invalid_byte_sequence2($str)
{
    return htmlspecialchars_decode(htmlspecialchars($str, ENT_SUBSTITUTE, 'UTF-8'));
}

UConverter offers both procedual and object-oriented API.

function replace_invalid_byte_sequence3($str)
{
    return UConverter::transcode($str, 'UTF-8', 'UTF-8');
}

function replace_invalid_byte_sequence4($str)
{
    return (new UConverter('UTF-8', 'UTF-8'))->convert($str);
}

When using preg_match(), you need pay attention to the range of bytes for avoiding the vulnerability of UTF-8 non-shortest form. the range of trail bytes change depending on the range of lead bytes.

lead byte: 0x00 - 0x7F, 0xC2 - 0xF4
trail byte: 0x80(or 0x90 or 0xA0) - 0xBF(or 0x8F)

you can refer to the following resources for checking the byte range.

  1. Syntax of UTF-8 Byte Sequences” in RFC 3629
  2. Table 3-7. Well-Formed UTF-8 Byte Sequences” in the Unicode Standard 6.1
  3. Multilingual form encoding” in W3C Internationalization”

The byte range table is the below.

      Code Points    First Byte Second Byte Third Byte Fourth Byte
  U+0000 -   U+007F   00 - 7F
  U+0080 -   U+07FF   C2 - DF    80 - BF
  U+0800 -   U+0FFF   E0         A0 - BF     80 - BF
  U+1000 -   U+CFFF   E1 - EC    80 - BF     80 - BF
  U+D000 -   U+D7FF   ED         80 - 9F     80 - BF
  U+E000 -   U+FFFF   EE - EF    80 - BF     80 - BF
 U+10000 -  U+3FFFF   F0         90 - BF     80 - BF    80 - BF
 U+40000 -  U+FFFFF   F1 - F3    80 - BF     80 - BF    80 - BF
U+100000 - U+10FFFF   F4         80 - 8F     80 - BF    80 - BF

How to replace invalid byte sequence without breaking valid characters is shown in “3.1.1 Ill-Formed Subsequences” in UTR #36: Unicode Security Considerations and “Table 3-8. Use of U+FFFD in UTF-8 Conversion” in The Unicode Standard.

The Unicode Standard shows an example:

before: <61    F1 80 80  E1 80  C2    62    80    63    80    BF    64  >
after:  <0061  FFFD      FFFD   FFFD  0062  FFFD  0063  FFFD  FFFD  0064>

Here is the implementation by preg_replace_callback() according to the above rule.

function replace_invalid_byte_sequence5($str)
{
    // REPLACEMENT CHARACTER (U+FFFD)
    $substitute = "\xEF\xBF\xBD";
    $regex = '/
      ([\x00-\x7F]                       #   U+0000 -   U+007F
      |[\xC2-\xDF][\x80-\xBF]            #   U+0080 -   U+07FF
      | \xE0[\xA0-\xBF][\x80-\xBF]       #   U+0800 -   U+0FFF
      |[\xE1-\xEC\xEE\xEF][\x80-\xBF]{2} #   U+1000 -   U+CFFF
      | \xED[\x80-\x9F][\x80-\xBF]       #   U+D000 -   U+D7FF
      | \xF0[\x90-\xBF][\x80-\xBF]{2}    #  U+10000 -  U+3FFFF
      |[\xF1-\xF3][\x80-\xBF]{3}         #  U+40000 -  U+FFFFF
      | \xF4[\x80-\x8F][\x80-\xBF]{2})   # U+100000 - U+10FFFF
      |(\xE0[\xA0-\xBF]                  #   U+0800 -   U+0FFF (invalid)
      |[\xE1-\xEC\xEE\xEF][\x80-\xBF]    #   U+1000 -   U+CFFF (invalid)
      | \xED[\x80-\x9F]                  #   U+D000 -   U+D7FF (invalid)
      | \xF0[\x90-\xBF][\x80-\xBF]?      #  U+10000 -  U+3FFFF (invalid)
      |[\xF1-\xF3][\x80-\xBF]{1,2}       #  U+40000 -  U+FFFFF (invalid)
      | \xF4[\x80-\x8F][\x80-\xBF]?)     # U+100000 - U+10FFFF (invalid)
      |(.)                               # invalid 1-byte
    /xs';

    // $matches[1]: valid character
    // $matches[2]: invalid 3-byte or 4-byte character
    // $matches[3]: invalid 1-byte

    $ret = preg_replace_callback($regex, function($matches) use($substitute) {

        if (isset($matches[2]) || isset($matches[3])) {

            return $substitute;

        }
    
        return $matches[1];

    }, $str);

    return $ret;
}

You can compare byte directly and avoid preg_match’s restriction about byte size by this way.

function replace_invalid_byte_sequence6($str) {

    $size = strlen($str);
    $substitute = "\xEF\xBF\xBD";
    $ret="";

    $pos = 0;
    $char;
    $char_size;
    $valid;

    while (utf8_get_next_char($str, $size, $pos, $char, $char_size, $valid)) {
        $ret .= $valid ? $char : $substitute;
    }

    return $ret;
}

function utf8_get_next_char($str, $str_size, &$pos, &$char, &$char_size, &$valid)
{
    $valid = false;

    if ($str_size <= $pos) {
        return false;
    }

    if ($str[$pos] < "\x80") {

        $valid = true;
        $char_size =  1;

    } else if ($str[$pos] < "\xC2") {

        $char_size = 1;

    } else if ($str[$pos] < "\xE0")  {

        if (!isset($str[$pos+1]) || $str[$pos+1] < "\x80" || "\xBF" < $str[$pos+1]) {

            $char_size = 1;

        } else {

            $valid = true;
            $char_size = 2;

        }

    } else if ($str[$pos] < "\xF0") {

        $left = "\xE0" === $str[$pos] ? "\xA0" : "\x80";
        $right = "\xED" === $str[$pos] ? "\x9F" : "\xBF";

        if (!isset($str[$pos+1]) || $str[$pos+1] < $left || $right < $str[$pos+1]) {

            $char_size = 1;

        } else if (!isset($str[$pos+2]) || $str[$pos+2] < "\x80" || "\xBF" < $str[$pos+2]) {

            $char_size = 2;

        } else {

            $valid = true;
            $char_size = 3;

       }

    } else if ($str[$pos] < "\xF5") {

        $left = "\xF0" === $str[$pos] ? "\x90" : "\x80";
        $right = "\xF4" === $str[$pos] ? "\x8F" : "\xBF";

        if (!isset($str[$pos+1]) || $str[$pos+1] < $left || $right < $str[$pos+1]) {

            $char_size = 1;

        } else if (!isset($str[$pos+2]) || $str[$pos+2] < "\x80" || "\xBF" < $str[$pos+2]) {

            $char_size = 2;

        } else if (!isset($str[$pos+3]) || $str[$pos+3] < "\x80" || "\xBF" < $str[$pos+3]) {

            $char_size = 3;

        } else {

            $valid = true;
            $char_size = 4;

        }

    } else {

        $char_size = 1;

    }

    $char = substr($str, $pos, $char_size);
    $pos += $char_size;

    return true;
}

The test case is here.

function run(array $callables, array $arguments)
{
    return array_map(function($callable) use($arguments) {
         return array_map($callable, $arguments);
    }, $callables);
}
    
$data = [
    // Table 3-8. Use of U+FFFD in UTF-8 Conversion
    // http://www.unicode.org/versions/Unicode6.1.0/ch03.pdf)
    "\x61"."\xF1\x80\x80"."\xE1\x80"."\xC2"."\x62"."\x80"."\x63"
    ."\x80"."\xBF"."\x64",

    // 'FULL MOON SYMBOL' (U+1F315) and invalid byte sequence
    "\xF0\x9F\x8C\x95"."\xF0\x9F\x8C"."\xF0\x9F\x8C"
];

var_dump(run([
    'replace_invalid_byte_sequence', 
    'replace_invalid_byte_sequence2',
    'replace_invalid_byte_sequence3',
    'replace_invalid_byte_sequence4',
    'replace_invalid_byte_sequence5',
    'replace_invalid_byte_sequence6'
], $data));

As a note, mb_convert_encoding has a bug that breaks s valid character just after invalid byte sequence or remove invalid byte sequence after valid characters without adding U+FFFD.

$data = [
    // U+20AC
    "\xE2\x82\xAC"."\xE2\x82\xAC"."\xE2\x82\xAC",
    "\xE2\x82"    ."\xE2\x82\xAC"."\xE2\x82\xAC",

    // U+24B62
    "\xF0\xA4\xAD\xA2"."\xF0\xA4\xAD\xA2"."\xF0\xA4\xAD\xA2",
    "\xF0\xA4\xAD"    ."\xF0\xA4\xAD\xA2"."\xF0\xA4\xAD\xA2",
    "\xA4\xAD\xA2"."\xF0\xA4\xAD\xA2"."\xF0\xA4\xAD\xA2",

    // 'FULL MOON SYMBOL' (U+1F315)
    "\xF0\x9F\x8C\x95" . "\xF0\x9F\x8C",
    "\xF0\x9F\x8C\x95" . "\xF0\x9F\x8C" . "\xF0\x9F\x8C"
];

Although preg_match() can be used intead of preg_replace_callback, this function has a limition on bytesize. See bug report #36463 for details. You can confirm it by the following test case.

str_repeat('a', 10000)

Finally, the result of my benchmark is following.

mb_convert_encoding()
0.19628190994263
htmlspecialchars()
0.082863092422485
UConverter::transcode()
0.15999984741211
UConverter::convert()
0.29843020439148
preg_replace_callback()
0.63967490196228
direct comparision
0.71933102607727

The benchmark code is here.

function timer(array $callables, array $arguments, $repeat = 10000)
{

    $ret = [];
    $save = $repeat;

    foreach ($callables as $key => $callable) {

        $start = microtime(true);

        do {
    
            array_map($callable, $arguments);

        } while($repeat -= 1);

        $stop = microtime(true);
        $ret[$key] = $stop - $start;
        $repeat = $save;

    }

    return $ret;
}

$functions = [
    'mb_convert_encoding()' => 'replace_invalid_byte_sequence',
    'htmlspecialchars()' => 'replace_invalid_byte_sequence2',
    'UConverter::transcode()' => 'replace_invalid_byte_sequence3',
    'UConverter::convert()' => 'replace_invalid_byte_sequence4',
    'preg_replace_callback()' => 'replace_invalid_byte_sequence5',
    'direct comparision' => 'replace_invalid_byte_sequence6'
];

foreach (timer($functions, $data) as $description => $time) {

    echo $description, PHP_EOL,
         $time, PHP_EOL;

}

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