Protocol doesn’t conform to itself?

Why don’t protocols conform to themselves?

Allowing protocols to conform to themselves in the general case is unsound. The problem lies with static protocol requirements.

These include:

  • static methods and properties
  • Initialisers
  • Associated types (although these currently prevent the use of a protocol as an actual type)

We can access these requirements on a generic placeholder T where T : P – however we cannot access them on the protocol type itself, as there’s no concrete conforming type to forward onto. Therefore we cannot allow T to be P.

Consider what would happen in the following example if we allowed the Array extension to be applicable to [P]:

protocol P {
  init()
}

struct S  : P {}
struct S1 : P {}

extension Array where Element : P {
  mutating func appendNew() {
    // If Element is P, we cannot possibly construct a new instance of it, as you cannot
    // construct an instance of a protocol.
    append(Element())
  }
}

var arr: [P] = [S(), S1()]

// error: Using 'P' as a concrete type conforming to protocol 'P' is not supported
arr.appendNew()

We cannot possibly call appendNew() on a [P], because P (the Element) is not a concrete type and therefore cannot be instantiated. It must be called on an array with concrete-typed elements, where that type conforms to P.

It’s a similar story with static method and property requirements:

protocol P {
  static func foo()
  static var bar: Int { get }
}

struct SomeGeneric<T : P> {

  func baz() {
    // If T is P, what's the value of bar? There isn't one – because there's no
    // implementation of bar's getter defined on P itself.
    print(T.bar)

    T.foo() // If T is P, what method are we calling here?
  }
}

// error: Using 'P' as a concrete type conforming to protocol 'P' is not supported
SomeGeneric<P>().baz()

We cannot talk in terms of SomeGeneric<P>. We need concrete implementations of the static protocol requirements (notice how there are no implementations of foo() or bar defined in the above example). Although we can define implementations of these requirements in a P extension, these are defined only for the concrete types that conform to P – you still cannot call them on P itself.

Because of this, Swift just completely disallows us from using a protocol as a type that conforms to itself – because when that protocol has static requirements, it doesn’t.

Instance protocol requirements aren’t problematic, as you must call them on an actual instance that conforms to the protocol (and therefore must have implemented the requirements). So when calling a requirement on an instance typed as P, we can just forward that call onto the underlying concrete type’s implementation of that requirement.

However making special exceptions for the rule in this case could lead to surprising inconsistencies in how protocols are treated by generic code. Although that being said, the situation isn’t too dissimilar to associatedtype requirements – which (currently) prevent you from using a protocol as a type. Having a restriction that prevents you from using a protocol as a type that conforms to itself when it has static requirements could be an option for a future version of the language

Edit: And as explored below, this does look like what the Swift team are aiming for.


@objc protocols

And in fact, actually that’s exactly how the language treats @objc protocols. When they don’t have static requirements, they conform to themselves.

The following compiles just fine:

import Foundation

@objc protocol P {
  func foo()
}

class C : P {
  func foo() {
    print("C's foo called!")
  }
}

func baz<T : P>(_ t: T) {
  t.foo()
}

let c: P = C()
baz(c)

baz requires that T conforms to P; but we can substitute in P for T because P doesn’t have static requirements. If we add a static requirement to P, the example no longer compiles:

import Foundation

@objc protocol P {
  static func bar()
  func foo()
}

class C : P {

  static func bar() {
    print("C's bar called")
  }

  func foo() {
    print("C's foo called!")
  }
}

func baz<T : P>(_ t: T) {
  t.foo()
}

let c: P = C()
baz(c) // error: Cannot invoke 'baz' with an argument list of type '(P)'

So one workaround to to this problem is to make your protocol @objc. Granted, this isn’t an ideal workaround in many cases, as it forces your conforming types to be classes, as well as requiring the Obj-C runtime, therefore not making it viable on non-Apple platforms such as Linux.

But I suspect that this limitation is (one of) the primary reasons why the language already implements ‘protocol without static requirements conforms to itself’ for @objc protocols. Generic code written around them can be significantly simplified by the compiler.

Why? Because @objc protocol-typed values are effectively just class references whose requirements are dispatched using objc_msgSend. On the flip side, non-@objc protocol-typed values are more complicated, as they carry around both value and witness tables in order to both manage the memory of their (potentially indirectly stored) wrapped value and to determine what implementations to call for the different requirements, respectively.

Because of this simplified representation for @objc protocols, a value of such a protocol type P can share the same memory representation as a ‘generic value’ of type some generic placeholder T : P, presumably making it easy for the Swift team to allow the self-conformance. The same isn’t true for non-@objc protocols however as such generic values don’t currently carry value or protocol witness tables.

However this feature is intentional and is hopefully to be rolled out to non-@objc protocols, as confirmed by Swift team member Slava Pestov in the comments of SR-55 in response to your query about it (prompted by this question):

Matt Neuburg added a comment – 7 Sep 2017 1:33 PM

This does compile:

@objc protocol P {}
class C: P {}

func process<T: P>(item: T) -> T { return item }
func f(image: P) { let processed: P = process(item:image) }

Adding @objc makes it compile; removing it makes it not compile again.
Some of us over on Stack Overflow find this surprising and would like
to know whether that’s deliberate or a buggy edge-case.

Slava Pestov added a comment – 7 Sep 2017 1:53 PM

It’s deliberate – lifting this restriction is what this bug is about.
Like I said it’s tricky and we don’t have any concrete plans yet.

So hopefully it’s something that language will one day support for non-@objc protocols as well.

But what current solutions are there for non-@objc protocols?


Implementing extensions with protocol constraints

In Swift 3.1, if you want an extension with a constraint that a given generic placeholder or associated type must be a given protocol type (not just a concrete type that conforms to that protocol) – you can simply define this with an == constraint.

For example, we could write your array extension as:

extension Array where Element == P {
  func test<T>() -> [T] {
    return []
  }
}

let arr: [P] = [S()]
let result: [S] = arr.test()

Of course, this now prevents us from calling it on an array with concrete type elements that conform to P. We could solve this by just defining an additional extension for when Element : P, and just forward onto the == P extension:

extension Array where Element : P {
  func test<T>() -> [T] {
    return (self as [P]).test()
  }
}

let arr = [S()]
let result: [S] = arr.test()

However it’s worth noting that this will perform an O(n) conversion of the array to a [P], as each element will have to be boxed in an existential container. If performance is an issue, you can simply solve this by re-implementing the extension method. This isn’t an entirely satisfactory solution – hopefully a future version of the language will include a way to express a ‘protocol type or conforms to protocol type’ constraint.

Prior to Swift 3.1, the most general way of achieving this, as Rob shows in his answer, is to simply build a wrapper type for a [P], which you can then define your extension method(s) on.


Passing a protocol-typed instance to a constrained generic placeholder

Consider the following (contrived, but not uncommon) situation:

protocol P {
  var bar: Int { get set }
  func foo(str: String)
}

struct S : P {
  var bar: Int
  func foo(str: String) {/* ... */}
}

func takesConcreteP<T : P>(_ t: T) {/* ... */}

let p: P = S(bar: 5)

// error: Cannot invoke 'takesConcreteP' with an argument list of type '(P)'
takesConcreteP(p)

We cannot pass p to takesConcreteP(_:), as we cannot currently substitute P for a generic placeholder T : P. Let’s take a look at a couple of ways in which we can solve this problem.

1. Opening existentials

Rather than attempting to substitute P for T : P, what if we could dig into the underlying concrete type that the P typed value was wrapping and substitute that instead? Unfortunately, this requires a language feature called opening existentials, which currently isn’t directly available to users.

However, Swift does implicitly open existentials (protocol-typed values) when accessing members on them (i.e it digs out the runtime type and makes it accessible in the form of a generic placeholder). We can exploit this fact in a protocol extension on P:

extension P {
  func callTakesConcreteP/*<Self : P>*/(/*self: Self*/) {
    takesConcreteP(self)
  }
}

Note the implicit generic Self placeholder that the extension method takes, which is used to type the implicit self parameter – this happens behind the scenes with all protocol extension members. When calling such a method on a protocol typed value P, Swift digs out the underlying concrete type, and uses this to satisfy the Self generic placeholder. This is why we’re able to call takesConcreteP(_:) with self – we’re satisfying T with Self.

This means that we can now say:

p.callTakesConcreteP()

And takesConcreteP(_:) gets called with its generic placeholder T being satisfied by the underlying concrete type (in this case S). Note that this isn’t “protocols conforming to themselves”, as we’re substituting a concrete type rather than P – try adding a static requirement to the protocol and seeing what happens when you call it from within takesConcreteP(_:).

If Swift continues to disallow protocols from conforming to themselves, the next best alternative would be implicitly opening existentials when attempting to pass them as arguments to parameters of generic type – effectively doing exactly what our protocol extension trampoline did, just without the boilerplate.

However note that opening existentials isn’t a general solution to the problem of protocols not conforming to themselves. It doesn’t deal with heterogenous collections of protocol-typed values, which may all have different underlying concrete types. For example, consider:

struct Q : P {
  var bar: Int
  func foo(str: String) {}
}

// The placeholder `T` must be satisfied by a single type
func takesConcreteArrayOfP<T : P>(_ t: [T]) {}

// ...but an array of `P` could have elements of different underlying concrete types.
let array: [P] = [S(bar: 1), Q(bar: 2)]

// So there's no sensible concrete type we can substitute for `T`.
takesConcreteArrayOfP(array) 

For the same reasons, a function with multiple T parameters would also be problematic, as the parameters must take arguments of the same type – however if we have two P values, there’s no way we can guarantee at compile time that they both have the same underlying concrete type.

In order to solve this problem, we can use a type eraser.

2. Build a type eraser

As Rob says, a type eraser, is the most general solution to the problem of protocols not conforming to themselves. They allow us to wrap a protocol-typed instance in a concrete type that conforms to that protocol, by forwarding the instance requirements to the underlying instance.

So, let’s build a type erasing box that forwards P‘s instance requirements onto an underlying arbitrary instance that conforms to P:

struct AnyP : P {

  private var base: P

  init(_ base: P) {
    self.base = base
  }

  var bar: Int {
    get { return base.bar }
    set { base.bar = newValue }
  }

  func foo(str: String) { base.foo(str: str) }
}

Now we can just talk in terms of AnyP instead of P:

let p = AnyP(S(bar: 5))
takesConcreteP(p)

// example from #1...
let array = [AnyP(S(bar: 1)), AnyP(Q(bar: 2))]
takesConcreteArrayOfP(array)

Now, consider for a moment just why we had to build that box. As we discussed early, Swift needs a concrete type for cases where the protocol has static requirements. Consider if P had a static requirement – we would have needed to implement that in AnyP. But what should it have been implemented as? We’re dealing with arbitrary instances that conform to P here – we don’t know about how their underlying concrete types implement the static requirements, therefore we cannot meaningfully express this in AnyP.

Therefore, the solution in this case is only really useful in the case of instance protocol requirements. In the general case, we still cannot treat P as a concrete type that conforms to P.

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